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  1. Orgel Wealth Management
  2. Important Disclosures

Important Disclosure Information

In furtherance of our fiduciary commitment, and in compliance with regulatory requirements, below please find links to required notices and disclosures that we provide to our clients.

Orgel Wealth Management's Privacy Notice
Orgel Wealth Management makes the privacy of client financial information a priority every day. As our privacy policy details, we do not sell client information and we do not share client nonpublic information with third parties except as authorized by clients or required by law. Please click here to read our Privacy Notice.

Orgel Wealth Management’s Proxy Voting Policy
Orgel Wealth Management’s Proxy Voting Policy generally describes our procedures for voting proxies on behalf of our clients. The policy details our utilization of Broadridge Financial Solutions, Inc., an unaffiliated service provider retained with client permission, to facilitate the proxy voting process. Please click here to read our Proxy Voting Policy.

Orgel Wealth Management’s Form ADV Brochure, Form ADV Wrap Fee Brochure, and Form ADV Brochure Supplement
Orgel Wealth Management’s brochures, which are required by regulations, provide information about our services, fees, and team of investment professionals. Please click here to read our Form ADV Brochure, ADV Wrap Fee Brochure, and form ADV Brochure Supplement.

Orgel Wealth Management’s Client Relationship Summary
Orgel Wealth Management's Client Relationship Summary uses a question and answer format developed by the SEC to provide information about our services, fiduciary obligations, fees, and team. Please click here to read our Client Relationship Summary.

Additional Disclosure Information

Orgel Wealth Management, LLC (“Orgel Wealth Management”) is an SEC registered investment advisor with offices in Altoona, Wisconsin and Minnetonka, Minnesota. Orgel Wealth Management may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Orgel Wealth Management’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Orgel Wealth Management’s website on the Internet should not be construed by any consumer and/or prospective client as Orgel Wealth Management’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Orgel Wealth Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Orgel Wealth Management, please contact the SEC or the state securities regulators for those states in which Orgel Wealth Management maintains a notice filing. A copy of Orgel Wealth Management’s current written disclosure statement discussing Orgel Wealth Management’s business operations, services, and fees is available from Orgel Wealth Management upon written request. Orgel Wealth Management does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Orgel Wealth Management’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Orgel Wealth Management), will be profitable or equal any historical performance level(s).

Clients of Orgel Wealth Management can establish online access to account information through an Orgel Wealth Management Online Client Portal and through the online access provided by the custodian for client assets, Pershing LLC. By activating an account or creating a username and password, clients elect to access account information using secure, password-protected systems that provide access to certain account specific investment-related information published by Orgel Wealth Management and unaffiliated third parties, without an additional fee. Clients are assigned an individual password and should not share the password with any other individual; Orgel Wealth Management is not responsible for adverse consequences related to the failure by a client to maintain the confidentiality of their passwords.  

Certain portions of Orgel Wealth Management’s website may contain a discussion of, and/or provide access to, Orgel Wealth Management’s (and other investment and non- investment professionals’) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussions may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Orgel Wealth Management, or from any other investment professional.

Although Orgel Wealth Management offers a broad range of services, the scope of any financial planning and consulting services provided depends on the specific requests and needs of individual clients. In addition, Orgel Wealth Management employs professionals with legal and tax backgrounds that can provide estate planning assistance and tax advisory services in coordination with our clients’ legal and tax professionals, but Orgel Wealth Management does not provide legal or accounting advice, prepare tax returns, or sell insurance products.

The achievement of any professional license, degree, designation or certification, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Orgel Wealth Management is engaged, or continues to be engaged, to provide investment advisory services.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Orgel Wealth Management’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Orgel Wealth Management, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Orgel Wealth Management’s website, to release and hold harmless Orgel Wealth Management, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Orgel Wealth Management.